United States Department of Agriculture, Agricultural Research
Service and North Carolina State University, Department of Crop
Science, 840 Method Road, Unit 3, Raleigh, North Carolina 27695-7629
(D.P.L., R.P.); and United States Department of Agriculture,
Agricultural Research Service and Michigan State University, East
Lansing, Michigan 48824-1325 (C.R.O.)
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INTRODUCTION |
Mechanisms used by plants to counter stresses during freezing are
interactive and therefore are very difficult to characterize. Biochemical and biophysical adaptation of plants that occur at below-freezing temperatures but before injury occurs (second phase of
hardening, 2PH) have been reported (Trunova, 1965
; Steponkus, 1978
;
Olien, 1984
; Livingston, 1996
; Livingston and Henson, 1998
). These
adaptations conferred hardiness to 2PH plants by allowing them to
survive stresses that plants hardened only at above-freezing temperatures (first phase of hardening, 1PH) could not withstand (Olien, 1984
).
Ice formation in plants begins in the apoplast and must remain there if
injury to the plant is to be avoided. Griffith et al. (1997)
reported
an increase in proteins with antifreeze activity in the apoplastic
fluid from rye (Secale cereale) leaves that had been cold
hardened at above-freezing temperatures. They suggested that these
proteins provided protection down to freezing temperatures, and that
other protective mechanisms allowed the plant to survive lower temperatures.
Olien (1973
, 1974
, 1977
, 1984
) described a form of freezing stress
called adhesion that occurs at around
10°C. Adhesion is the result
of a slow rate of freezing such that very small displacements from
equilibrium occur. Under these freezing conditions, the advancing ice
lattice, upon reaching the vicinity of the cell wall, competes with it
for the intervening liquid water; this competition causes adhesion
between ice and the cell wall or between the cell wall and the
plasmalemma. As the protoplast shrinks during freezing, adhesions to it
can cause damage that results in the death of the plant (Olien, 1977
).
Adhesive stress may be relieved through the release of solutes,
presumably from the hydrolysis of fructan (Olien, 1984
). This would
virtually convert adhesive stress to osmotic stress, as melting
increases the amount of interfacial liquid. Solute release into the
apoplast during 2PH was reported in rye, barley, and oat (Avena
sativa), and was correlated with an increase in freezing tolerance
(Olien, 1984
; Livingston and Henson, 1998
). Olien (1992)
calculated
that the rate of heat absorption (melting of ice) by frozen rye crowns
corresponded to the rate of fructan hydrolysis in terms of the melting
(from the sugars produced by fructan hydrolysis) required to maintain a
solution with a freezing point of
3°C.
The calorimetric measurements previously reported (Olien, 1992
) were
conducted in closed sample vessels. Depending on respiratory rates at
3°C, CO2 production could affect the partial
pressure in sample vessels. This would increase
CO2 solubility in water, which could reduce plant
survival since high CO2 has been shown to be
toxic to some plants (Andrews and Pomeroy, 1991
). In this study we
wanted to see how pressure changes in sample vessels would affect
thermal output and plant survival during 2PH in rye compared with the
less-hardy winter cereal oat.
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MATERIALS AND METHODS |
Plant Culture
Seeds of rye (Secale cereale cv Rosen) and oat
(Avena sativa cv Wintok) were grown as described previously
(Livingston and Henson, 1998
). Plants were grown for 5 weeks at 13°C
day/10°C night temperatures with a 12-h photoperiod. Five weeks after
planting, plants were transferred to a chamber at 3°C with a 12-h
photoperiod. Plants remained under these conditions for 3 weeks; this
constituted 1PH. After 1PH, plants were removed from tubes and washed
free of planting medium in ice water. Roots were trimmed to 2 cm,
shoots to 10 cm, and both were subjected to the experiments described below.
Thermal Analysis
Plants
The rye and oat crowns were studied in a Calvet isothermal
calorimeter (Setaram MS 80, Lyon, France) with four
sample vessels, each with a volume of 12 cm. The signal from the
calorimeter was recorded on a strip-chart recorder, and areas under
curves were measured using a hand-held planimeter (to calculate
joules). The average of five measurements (less than 3% variation
between measurements) was used in all calculations. When the
calorimeter was set to its full sensitivity (Seebeck circuit), 1 µV
of output from the calorimeter equaled a 17.6 µW displacement from
baseline and, 1 J corresponded to 41 cm2 measured
on the strip-chart recorder.
The lids of the sample vessels were fitted with a silicone/Teflon
septum that permitted insertion of a 1-m-long needle (distance from
access port to sample vessel) to sample pressure without disturbing the
thermal output of the calorimeter by more than 10 µW.
Four grams (fresh weight) of crown tissue was placed in each sample
vessel. Vessels were kept open and plant material was frozen in a
freezer at
3°C. Within 3 h, vessels were sealed and placed
into the calorimeter that was also at
3°C.
After 2 d, samples had attained a steady thermal output. At d 4, a
pressure gauge (DPI 701, Druck, New Fairfield, CT) was used to
sample the pressure of each vessel. The pressure gauge was attached to
the end of the needle and the needle was pushed through the septum on
top of the sample vessel. The total volume of the needle and pressure
gauge was 0.15 cm3. The volume of the vessels
(taking plant material into account) was 8 cm3.
Therefore, the percentage volume change upon inserting the needle was
an increase of 1.9%. This means that the pressures in Figure 1 and Figure
2 as well as those in the text are 1.9%
higher than reported.

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Figure 1.
Thermal output in joules per day from rye and oats
at 3°C. Each point is the mean of five replications. The vertical
line at d 4 is the point at which the pressure in sample vessels
was released. The above-ambient pressure produced by oat and rye after
4 d is given in kPa under the labels. The error bar represents the
LSD at P = 0.05.
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Figure 2.
Detailed view of the thermal effect from the
released pressure at d 4 in Figure 1 from one experiment. The
area under the curve for rye corresponds to 3.4 J, and the area under
the curve for oat to 0.54 J. Secondary peaks to the right of the major
peaks are probably a result of additional melting from the release of
trapped CO2.
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Once the pressure had been recorded, the pressure was reduced in each
sample vessel at a rate of 0.25 kPa per min. In preliminary experiments
this rate had a minimal effect on the thermal output of empty vessels.
Plants under 1 atm reached a new equilibrium state within a day. After
4 d at 1 atm (8 d total at
3°C), plants were removed and
transplanted in soil to evaluate regrowth.
Water/Glycol
Four grams of 5% (v/v) ethylene glycol/water and 1 g of #3
filter paper (Whatman, Clifton, NJ) were placed in an empty sample vessel and frozen at
3°C. The vessel was then placed into the calorimeter that was also at
3°C. After the sample had
equilibrated, pure CO2 was passed through the
vessel and the vessel was pressurized to 5 kPa (0.05 atm) above ambient
pressure. This pressure was held until the thermal output stabilized.
After recording the output, the pressure was released and the thermal
output was again recorded. Identical experiments were repeated using
pure N2, pure CO2 in an
empty vessel, and pure CO2 over pure ethylene
glycol/filter paper.
 |
RESULTS AND DISCUSSION |
Thermal Stabilization
Samples reached thermal equilibrium in 2 d after inserting
into the calorimeter (Fig. 1). The change in thermal activity in the
first 2 d was from three sources: (a) dissipation of mechanical heat (from inserting the vessel into the calorimeter); (b) heat flow
into and out of plants and the vessel as their temperature equilibrated
with the calorimeter; and (c) biochemical changes occurring in the
plants within the first 2 d (Livingston and Henson, 1998
). Empty
sample vessels usually equilibrated in about 6 h, while the most
rapid biochemical changes occurred in the first day or two when plants
were transferred from 3°C to
3°C (D.P. Livingston, C.R. Olien,
and R. Premakumar, unpublished data). Therefore, most of the
large decrease in net thermal activity between d 1 and 2 was probably
due to biochemical and biophysical adaptation by the plant.
Once equilibrated, the net thermal output of the oat samples remained
at about 0 J d
1, while the rye samples remained at about
12.6 J d
1. This is very close to the
11.5 J
d-1 reported by Olien (1992)
in rye plants that had been
cold hardened at 2°C for 3 weeks under high light.
The most prominent sources of thermal activity in frozen plants are
respiratory heat (Hansen et al., 1998
), water freezing (exothermic),
and ice melting (endothermic). Ice can be melted at an ice/liquid
interface in plants at
3°C when solutes dissolve in the liquid and
lower its freezing point. When winter cereals were exposed to
3°C
for 3 d, rye had a more rapid increase in simple sugars than
barley or oat and was about the same as wheat (Livingston, 1996
).
If the amount of sugar increase at
3°C is related to the
amount of ice melted, it would at least partially explain the more
negative thermal output of rye than that of oat (Fig. 1).
CO2 Effects on Thermal Activity
When air movement is restricted, such as ice encasement in the
field during winter, CO2 levels were reportedly
high enough to be toxic to some plants (Andrews and Pomeroy, 1991
).
Rakitina (1970)
reported that CO2 levels in wheat
plants under ice were as high as 44% of the total gas measured.
The solubility of CO2 in water increases under
pressure, but it is not known how much of the elevated
CO2 concentration in plants under ice encasement
is due to effects of pressure. To measure pressure changes in the
atmosphere surrounding plants that had been frozen, the vessels
containing plant samples were sealed with a rubber septum; this allowed
us to measure the pressure during 2PH with a relatively minor
disruption to thermal activity. Vessels were subsequently returned to
ambient pressure at a rate that had very little effect (<10 µW) on
thermal activity in empty vessels.
After 4 d at
3°C, the average (of five replicates) pressure in
the vessel containing oats and rye was 9 and 25 kPa, respectively (Fig.
1). The increase in pressure suggests the possibility of at least some
level of anaerobic respiration, since a respiratory quotient
(CO2 produced: O2 used) of
1, as in aerobic respiration, would presumably result in no increase of pressure.
When the pressure was released, a distinct exothermic event occurred in
both oat and rye (Fig. 2). This exothermic effect could be explained if
water in the plants had frozen when the pressure was released. We
suggest that CO2 from respiration had dissolved
in the liquid water in the plants and caused ice at the ice/liquid
interface to melt due to the colligative properties of solutions; this
effect was enhanced by preventing CO2 diffusion from the system and allowing pressure to increase over a 4-d period. Ice melting would induce an endothermic event, and if the heat absorption from ice melting was greater than the heat evolution from
respiration, it would result in the net negative output at d 2, 3, and
4, as was seen in rye (Fig. 1). Since very little heat is produced in
anaerobic respiration compared with aerobic respiration, it is doubtful
that this exothermic source of heat would override the endothermic
effect of ice melting.
We also suggest that when the pressure was released, some of the
dissolved CO2 came out of solution, raising the
freezing point of the liquid. This resulted in freezing, which released the heat, shown in Figure 2. This phenomenon would be analogous to
placing an unopened bottle of a carbonated beverage in a freezer. One
observes that the beverage fails to freeze between
3°C and
5°C
until the top of the bottle is opened and dissolved
CO2 is out-gassed. At this point the beverage
rapidly freezes.
The areas under the curves shown in Figure 2 corresponded to 3.4 J
(±0.1 J) for rye and 1.2 J (±0.1 J) for oat. If this heat was
generated solely by water freezing, then, based on the heat of fusion
of water (335 J d
1 H2O), 10.2 mg of
water froze in rye and 3.6 mg in oat when the pressure in the sample
vessel was released. The solubility of CO2 in
water at 0°C and 1 atm is 0.076 mol in 1 L of water (Budavari, 1989
). This amount of CO2 would melt about
47 g of ice at
3°C. We measured only a fraction of this amount
of melting. Therefore, CO2 did not reach its full
capacity to melt ice under our experimental conditions. It is possible
that the pH of the liquid in the plants was not favorable for maximum
formation of carbonates and subsequent solubility of
CO2.
Considering that the total water content of oat was 4,930 mg and rye
3,913 mg (from fresh/dry weight measurements), the amount of water
apparently melted by CO2 represents less than 1%
of the total water in either oat or rye. The biological significance of
a change in less than 1% of the liquid water could be argued, but we
have calculated that the thickness of the water layer surrounding the
crown cells that would have melted and subsequently frozen when the
pressure was released was an average of 1,768 water layers. The
following assumptions were made in the calculations: (a) the 20 oat
crowns used in the analysis were cylindrical and of uniform size
(height = 20 mm, diameter = 6 mm); (b) all the cells in the crown were spheres with a diameter of 0.01 mm; (c) the 3.6 mg of water
freezing in the 20 oat crowns had a volume of 3,600 mm3; and (d) a liquid water mono-layer is 3 Å thick. (Morrison and Dzieciuch, 1959
).
Olien (1974)
reported that a liquid water layer 6 monomers thick would
result in strong adhesions, and that no adhesions were present with a
liquid water layer 15 monomers thick. Therefore, if adhesions were
present in plant crowns, then a change in the liquid water layer of
1,768 monomers would be more than adequate to relieve this form of
stress. However, since this is an average, it is certainly possible
that no change occurred in some regions of the crown, while in other
regions the change was higher than 1,768 monomers.
Non-Biological Simulation
To simulate the effect of pressure and its release on thermal
output from plants, 5% (v/v) ethylene glycol/water and filter paper
were frozen at
3°C and inserted into the calorimeter. The atmosphere above the frozen water was flushed with pure
CO2, and the vessel was pressurized to 5 kPa
(Fig. 3). The thermal output went below
zero (Fig. 3), indicating heat absorption from ice melting. When all
the ice that could had melted, the thermal output slowly returned to
zero. When the pressure was subsequently released, the thermal output
went above zero, which is characteristic of heat evolution from water
freezing, similar to that observed in oat and rye. When the experiment
was repeated using N2 (Fig. 3) or pure
CO2 in an empty vessel (not shown) or pure
CO2 with pure ethylene glycol/filter paper (not
shown), no thermal activity was observed. The difference in thermal
activity between CO2 and N2
is presumably due to a difference in water solubility.
CO2 is approximately 80 times more soluble in
water than is N2 (Lide, 1995
). Since this was a
non-biological system containing only CO2 (or
N2), water/ice/ethylene glycol/filter paper, the
only explanation for the observed thermal activity is the melting of ice due to dissolution of CO2 in water when the
vessel was pressurized (heat absorption), and the freezing of liquid
water (heat evolution) when the pressure was released and
CO2 was out-gassed.

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Figure 3.
The thermal effect on 4.0 g of 5%
(v/v) ethylene glycol/water/filter paper under pure
CO2 and pure N2 at 2.5 kPa and ambient pressure
at 3°C.
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The heat of solution of CO2 in water (
20
kJ/mole) was not considered to be a significant error in the system for
two reasons: (a) the heat resulting from pressurizing an empty,
CO2-filled vessel was nearly identical to the
heat resulting from pressurizing a CO2-filled
vessel with liquid water supercooled at
3°C (data not shown); the
difference between the two measurements could be considered an
approximation of the heat of solution and (b) the area under the
melting curve in Figure 3 corresponded to 0.54 J, which could result
from the melting of 1.6 mg of water. Assuming that
CO2 acted purely colligatively and the heat of
solution is negligible (see "a" above) this would mean that 2.6 µmol of CO2 had dissolved in the water to cause
the melting observed in Figure 1. The heat of solution from this amount
of CO2 would have an insignificant effect on the
heat of fusion from water melting.
Post Pressure Release
After the pressure was released, plants re-equilibrated at a
higher thermal level (Fig. 1). The difference between the pressurized and non-pressurized condition was 7.1 J
d
1
g
1 dry weight in rye and
about 2.9 J d
1
g
1 dry weight in oat.
This corresponds to an average of 21 mg of ice melting/freezing per day
in rye and 9 mg d
1 in oat. It is possible that
CO2 gradually induced more ice to melt as the
pressure increased, resulting in the 7.1 J d
1 absorption
of heat in rye. The continued negative thermal output in rye after the
pressure was released may have been due to sugar-induced ice melting,
since sugars continued to increase in rye plants up to 7 d at
3°C (D.P. Livingston, C.R. Olien, and R. Premakumar, unpublished
data). Therefore, the net endothermic activity observed before the
release of pressure may be accounted for by ice melting, but the
melting may have occurred from CO2 as well as
from sugar dissolving in the water. We are attempting to determine the
separate contributions of CO2 and sugar to the
apparent melting.
Another explanation for the continued endothermic activity of plants
after the pressure was released is that not all the dissolved CO2 was out-gassed when the pressure was released
(Fig. 3). In the non-biological system, the thermal output did not
return to zero after the pressure was released unless vacuum was
applied (not shown).
The extent to which this phenomenon may be a protective mechanism in
plants that are tolerant of high CO2
levels is not known. Since ice can restrict gas diffusion (Andrews,
1996
) from plants and the solubility of CO2
increases as the temperature decreases, it is possible that
CO2 levels could be high enough, even under ambient pressures, to cause significant dissolution in water. This
would reduce the freezing point of the liquid water at an ice/liquid
interface and could induce ice melting similar to that proposed for
sugars (Olien, 1992
).
CO2 Toxicity
It is likely, however, that toxic effects caused by high
CO2 counteract any protective effect from ice
melting, particularly in oat. When rye and oat plants were frozen at
3°C under normal air for 8 d, both had 100% survival (Table
I). When kept in closed vessels (pressure
was allowed to increase) for 3 d at
3°C, rye survived as well
as it did under normal air but oat was completely killed. In fact, oat
could not survive 3 d at
3°C under pure CO2 at ambient pressure (Table I). It did,
however, survive
3°C for 3 d under pure
N2 at ambient pressure, albeit in a more damaged condition than under normal air (Table I). This suggests that toxic
effects from CO2 were more important than damage
associated with the lack of O2, which agrees with
results cited by Andrews and Pomeroy (1991)
for isolated wheat cells.
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Table I.
Visual assessment of re-growth of oat and rye
following indicated treatments
Plants were exposed to the treatments for 4 d. Scale = 0, Dead; 5, undamaged. Each value is the mean of 10 plants.
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When exposed to 1°C under pure CO2 for 3 d, oat plants were more damaged than normal but did survive (Table I).
The presence of ice at
3°C may have restricted
CO2 diffusion enough to increase tissue
CO2 to toxic levels and/or the higher solubility
of CO2 at
3°C may have been enough to induce
toxic tissue CO2 levels. It is also possible
that while high CO2 is obviously toxic to cv Wintok oat, it may have been a combination of damage from
CO2 and damage from ice that caused death at
3°C under pure CO2.
Differences between oat and rye that make rye more tolerant of high
CO2 are not known. Uemura and Steponkus (1994)
reported a difference in the plasma membrane lipid composition between oat and rye leaves. While this may not be related to the difference in
CO2 tolerance, it indicates at least some level
of difference in membrane composition between the two species. Andrews
and Pomeroy (1991)
suggested that membrane ATPase inhibition by
carbonate and bicarbonate ions (resulting from
CO2 dissolution under ice encasement) caused
membrane dysfunction during freezing. If true, then a difference in the
tolerance of membrane ATPases to carbonate and bicarbonate ions may
partially explain the difference between rye and oat in their tolerance
to CO2.
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CONCLUSION |
The increased pressure during exposure to
3°C in a sealed
system appeared to induce ice melting in plants and in a non-biological system; the subsequent release of that pressure seemingly induced freezing. While the thermal effect was much lower in oat than in rye,
the treatment was lethal to oat but had no effect on the regrowth of
rye. It is possible that the low level of freezing tolerance in oat is
at least partly due to CO2 toxicity from reduced gas diffusion and/or increased solubility in plants that are frozen. It
is also possible that in addition to the effects of
CO2 toxicity, the increased liquid water content
from melting by CO2 dissolution caused severe
damage in oats when it froze rapidly after the pressure was released.
Altering liquid water content while plants are frozen by changing air
pressure may help in understanding the complex interaction of water/ice
with plant tissues and how plants withstand stresses induced at
below-freezing temperatures.
Received July 26, 1999; accepted November 1, 1999.