Unité de Recherche en Ecophysiologie et Horticulture,
Institut National de la Recherche Agronomique, Domaine Saint-Paul, Site
Agroparc, 84914 Avignon cedex 9, France (M.G., G.V., J.-G.H., R.H.);
Department of Statistics and Operations Research, Agricultural Research
Organization, The Volcani Center, Bet Dagan 50250, Israel (S.F.); and
Unité Expérimentale de Recherche Intégrée,
Institut National de la Recherche Agronomique, Domaine de Gotheron,
26320 Saint-Marcel-les-Valences, France (C.B., J.B.)
A comprehensive model of stem and root diameter variation was
developed. The stem (or root) was represented using two coaxial cylinders corresponding with the mature xylem and the extensible tissues. The extensible tissues were assumed to behave as a single cell
separated from the mature xylem by a virtual membrane. The mature xylem
and the extensible tissues are able to dilate with temperature and
grow. Moreover, the extensible tissues are able to shrink and swell
according to water flow intensity. The model is mainly based on the
calculation of water volume flows in the "single cell" that are
described using the principles of irreversible thermodynamics. The
elastic response to storage volume and plastic extension accompanying
growth are described. The model simulates diameter variation due to
temperature, solute accumulation, and xylem, water potential. The model
was applied to the peach (Prunus persica) stem and to
the plum (Prunus domestica × Prunus
spinosa) root. The simulation outputs corresponded well with
the diameter variation observed. The model predicts that variations of
turgor pressure and osmotic potential are smaller than the variations of xylem water potential. It also demonstrates correlations between the
xylem water potential, the turgor pressure, the elastic modulus, and
the osmotic potential. The relationship between the diameter and the
xylem water potential exhibits a subtential hysteresis, as observed in
field data. A sensitivity analysis using the model parameters showed
that growth and shrinkage were highly sensitive to the initial values
of the turgor pressure and to the reflection coefficient of solutes.
Shrinkage and growth were sensitive to elastic modulus and
wall-yielding threshold pressure, respectively. The model was not
sensitive to changes in temperature.
 |
INTRODUCTION |
Variations in size of organs result
from changes in hydration, temperature, and growth. Size variation,
caused by recurrent shrinking and swelling that are a function of the
changing levels of hydration, may greatly exceed those resulting from
daily growth of tissues or direct temperature variations
(Kozlowski, 1972
). Shrinking and swelling take place in
extensible tissues found mainly in a narrow ring outside the dead xylem
vessels in woody stems (Molz and Klepper, 1973
;
Zimmerman and Milburn, 1982
; Brough et al.,
1986
), given that xylem tissues are almost totally rigid. Daily
shrinkage in plant stem is related to variation in water potential
(Klepper et al., 1971
; Garnier and Berger,
1986
), indicating that the higher the water stress, the more
the water compartment of the plant is depleted during the day. However,
the relationship between stem water potential and stem diameter changes
throughout the day, showing a marked hysteresis. For a given water
potential, a greater diameter is generally observed in the morning than
in the afternoon (Klepper et al., 1971
; Garnier
and Berger, 1986
).
Molz and Klepper (1972)
presented a theory for cotton
stem shrinking and swelling. This theory assumed that water flows are driven by water potential differences between the adjacent cell layers
of extensible tissues. From a mathematical point of view, this leads to
the use of a diffusion type of kinetics for the propagation of water
content variation in isotropic and homogeneous tissues. Parlange
et al. (1975)
adapted Molz and Klepper's model, considering
that the diffusion coefficient increases as the medium becomes wetter,
and obtained good results for tree stems. These models do not take the
water storage capacity in cells into consideration. This storage
capacity was included in the theoretical development of Molz and
Ikenberry (1974)
for water transport through cells and cell
walls. Steudle and coworkers (for review, see Steudle and
Peterson, 1998
) more recently proposed an extended theory of
water transport in root tissues: The water is transported by bulk flow
through a composite membrane, which was considered to be built from
"membrane-like elements arranged both in series and in parallel."
On a long-term basis, diameter variation also depends on growth. Water
influx into the cells leads to irreversible changes in volume if it is
accompanied by cell wall extension. The most widely used model of cell
expansion was developed by Lockhart (1965)
. According to
this model, cell expansion can be described using cell turgor pressure,
cell wall extensibility (
), and turgor pressure at which wall
yielding (Y) occurs. Lockhart's equation (1965)
has been
used in a number of recent studies (Arkebauer et al.,
1995
; Fishman and Génard, 1998
).
The aim of this study was to develop a mechanistic model for stem and
root diameter variation, based on a biophysical representation of water
transport by bulk flow while taking into account the water storage
capacity of extensible living tissues. Diameter variations were assumed
to be the result of changes in water storage and temperature as well as
growth, which was stimulated by turgor pressure according to
Lockhart's equation (1965)
. The model was applied to the simulation of
stem and root diameter variation under various plant water conditions.
The results of the simulations were compared with experimental results
obtained on peach (Prunus persica) stems and plum
(Prunus domestica × Prunus spinosa) roots. The variations in osmotic and water potentials, turgor pressure, and
elastic modulus of the storage compartment were analyzed. The
sensitivity of diameter variation to the model parameters was studied
and the effect of some of these parameters on the hysteresis between
water potential and diameter changes was discussed.
 |
SIMULATION MODEL |
The framework developed here made it possible to build a
comprehensive model of stem and root diameter variation in response to
xylem water potential and temperature. The model is based on major
biophysical processes such as water fluxes and thermal, elastic, and
plastic variations.
The model simulates the stem (root) diameter variation according to
temperature, solute accumulation, and water input or output in response
to xylem water potential. The stem (root) is modelled using two coaxial
cylinders separated by a membrane (Fig.
1). It is assumed that the mature xylem
forms a continuous rigid cylinder bound by an outer ring composed of
the different extensible tissue (phloem, immature xylem, cortex, and
cork cambia). The external cylinder is considered as the storage
compartment, leading to shrinking and swelling with the horizontal
water flux from or to the xylem. The external cylinder behaves as a
single cell, separated from the xylem by a virtual membrane. The
virtual membrane is composed of membranes and cell walls of several
cell layers leading to cell-to-cell and apoplastic water flow between
the "single cell" and the xylem. This virtual membrane is similar to the composite membrane defined by Steudle et al.
(1993)
to model solution transport to the root xylem.

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Figure 1.
Geometry of the system. The stem (root) of
diameter D is modeled by a system made of two coaxial
cylinders of length l separated by a membrane. The mature
xylem is represented by the inner cylinder of diameter D'.
The extensible tissues are represented by the external cylindrical
layer of thickness .
|
|
A "single cell" approach to storage compartments made it possible
to simplify the theoretical analysis and to clarify the relationships
between basic mechanisms and an internal system of feedback control.
All the tissues are able to dilate with temperature and grow. The
model is mainly based on the calculation of water volume flows, which
are described using the principles of irreversible thermodynamics
(Katchalsky and Curran, 1965
). The elastic response to
storage volume and plastic extension accompanying growth are described.
The time frame that the model used to predict the diameter variation is
between a day and two weeks. A list of the model variables and
parameters is presented in Tables I and
II.
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Table II.
Model parameter values and significance
SD is given between parentheses for the estimated
parameters. Values specific to stem or root or time period are
indicated.
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|
Geometry
The stem (root) diameter, D (m), equals the diameter of
the outer cylinder in Figure 1. The mature xylem with a diameter
D' (m) is represented by the inner cylinder. The thickness
of the storage compartment is equal to:
|
(1)
|
The volume of the storage compartment (V in
m3) depends on its thickness:
|
(2)
|
where l is a constant equal to the length unit of the
axis. A first approximation is carried out to simplify further
analyses, where the thickness
is assumed to be much lower than the
diameter D'. This makes it possible to transform equation 2 into:
|
(3)
|
Using an empirical relationship between
and D (see
Eq. 13), it can be shown that the error resulting from this
approximation is always less than 10% and it is less than 5% for
diameters greater than 5 cm.
Diameter Variation Components
The variation in diameter D is the result of elastic
and thermal expansion and growth processes:
|
(4)
|
Assuming that elastic expansion does not affect the xylem diameter
D', the first term in Equation 4 is defined by Equations 1
and 3 as:
|
(5)
|
The relative elastic variation of the storage compartment volume
is proportional to the variation of the turgor pressure P
(MPa) in this compartment (Dale and Sutcliffe,
1986
):
|
(6)
|
where
(MPa) is the elastic modulus. The elastic modulus
increases with turgor and cell size (Tyree and Jarvis,
1982
; Dale and Sutcliffe, 1986
) and reaches an
asymptote for high turgor and cell size. For the sake of simplification
and to limit the number of parameters, a linear relationship was
assumed. To take both relationships into account, the elastic modulus
was assumed to be proportional to turgor and diameter:
|
(7)
|
where
0 (m
1) is a parameter.
Combining Equations 5, 6, and 7, the diameter variation resulting from
elastic expansion was:
|
(8)
|
In physics, the thermal expansion of the material (including wood)
is described as being proportional to temperature (T in K).
We considered that this law could be applied to a living plant and that
the relative diameter variation resulting from temperature fluctuations
was proportional to temperature change:
|
(9)
|
where
is the coefficient of thermal expansion
(K
1).
The effect of growth may be represented as:
|
(10)
|
Because D' can be considered to be constant compared
with
for plastic growth on an hourly basis, the differentiation of V in Equation 3 is:
|
(11)
|
When the turgor pressure P exceeds a threshold value
Y (MPa), irreversible plastic growth occurs, as described by
Lockhart's (1965)
equation:
|
(12)
|
where
(MPa
1 sec
1) is the
extensibility of the cell walls.
Because the time frame of the model is longer than an hour, the growth
of D' has to be considered to calculate dD/d
(Eq. 10). To take the growth of D' into consideration from a
mechanistic point of view, it would be necessary to consider the
process of differentiation of mature xylemic vessel, leading to a
specific model which is not within our subject matter. That is why an
empirical approach was used, based on the fact that the thickness of
extensible tissues increases with the diameter of the organ, as shown
for apple stems by Huguet (1985)
. An empirical
relationship between
and D was used to calculate
dD/d
:
|
(13)
|
where a and b are parameters. Thus, it can
be deduced that:
|
(14)
|
Combining Equations 11, 12, and 14, the diameter variation
resulting from growth was obtained as a function of turgor pressure and
:
|
(15)
|
Thickness of the Storage Compartment
For the sake of simplicity, it is assumed that the flow of water
to the storage compartment is essentially a flow of xylem water. The
change of volume ([dV/dt]f)
resulting from this flow is described by an equation derived from
nonequilibrium thermodynamics (Katchalsky and Curran,
1965
):
|
(16)
|
where L (m MPa
1 s
1) is the
radial hydraulic conductivity of the membrane separating the stem
storage compartment from the xylem, A (m2) is
the surface area of this membrane, Px (MPa) is
the hydrostatic pressure in the xylem,
x (MPa) is the
osmotic pressure in the xylem,
s (MPa) is the osmotic
pressure in the storage compartment, and
is the reflection
coefficient of the membrane to the solutes. Because
x
s, it can be disregarded in Equation 16 and in the following calculations.
The total variation of the storage compartment thickness includes
variations resulting from the horizontal flow of water and thermal
expansion:
|
(17)
|
with (d
/dt)f = (
/V)(dV/dt)f and
(d
/dt)th = 
dT/dt (from Eqs. 5, 9, and 11), which leads
to:
|
(18)
|
combining Equations 16 and 17. The variation of
was dependent
on turgor pressure and osmotic potential that had to be calculated.
Turgor Pressure and Osmotic Potential
The variation of the turgor pressure results from the flow of
water to the storage compartment. The balance between the solution inflow and elastic-plastic changes of the volume
(dV/dt)f = (dV/dt)el + (dV/dt)gr can be expressed using
Equations 8, 12, and 16:
|
(19)
|
The turgor pressure variation can then be calculated:
|
(20)
|
According to the definition of Van't Hoff, the osmotic pressure
is:
|
(21)
|
where R is the universal gas constant and
ns is the number of moles of solutes in volume
(V). Differentiation of Equation 21 over a period of time
gives:
|
(22)
|
Considering a cell as a closed system where the amount of solutes,
ns, does not change with time and where the
temperature is constant, only the second term in the right-hand side of
Equation 22 is usually taken into account (Dainty,
1976
). In higher plants, the uptake of solutes has to be
accounted for, as described by the first term in the right-hand side.
Daily and seasonal temperature variations lead to the last term of
Equation 22. Assuming that solutes are transported to the growing stem
by means of an active (and/or facilitated) mechanism, and using the
Michaelis-Menten equation to describe the rate of the process, we have:
dns/dt =
ZXVCp/(KM + Cp), where Cp is the
solute concentration in the sap, Z is the maximum rate of
the solute accumulation process considered to be constant, and
X is the proportion of these solutes that are not consumed
by respiration catabolism and remain soluble. If as a first
approximation, KM
Cp,
dns/dt
ZXV, and considering Equation 16 for volume variations, Equation 22 can be rewritten as:
|
(23)
|
where
= RXZ (MPa s
1
K
1) is a parameter.
Governing Equations
By combining Equations 4, 8, 9, 15, and 20, we obtain Equation 24:
|
(24)
|
Due to the restrictions in Equation 15, the last term in Equation 24 is equal to 0 if P
Y.
Equations 18, 20, 23, and 24 form a system of differential equations
for P,
s,
, and D, which can be
solved numerically with given (inputted) functions of time
Px(t) and T(t), and the
initial values of respective variables.
Initial Conditions and Parameterization
To run the model, initial values were needed for P,
s, and
. These values were approximated at the end of
the night before the beginning of the simulation. At this time of the
day, we can assume that the water potential of the storage compartment
was equal to the xylem hydrostatic pressure
(Px). In this case, the initial value of
s can be calculated as:
|
(25)
|
At this time of the day, the osmoregulation is probably low
because the water potential is high and fairly stable. Under these
conditions, the turgor pressure can be proportional to the hydrostatic
pressure of the xylem as shown by Fanjul and Rosher (1984)
on apple leaves:
|
(26)
|
where
is an empirical parameter estimated using the
Generalized Reduced Gradient method in the calibration procedure and Px(P(0) = 0) is the
hydrostatic pressure of the xylem for which the zero turgor was
reached. For Px(P(0) = 0),
we used the value given by Fanjul and Rosher (1984)
for
apple leaves (
2.9 MPa) under well-watered conditions.
We measured the initial value of D and used it to compute
initial
by means of Equation 13. By measuring the thickness of extensible tissues on three peach cultivars (see "Materials and Methods"), we could estimate the parameters of Equation 13 through a
nonlinear regression procedure, a = 2.968 10
3 m and b = 32 m
1.
The three cultivars followed the same general curve.
The wall-yielding threshold pressure, Y, has been observed
in a variety of plant tissues (Green et al., 1971
;
Green and Cummins, 1974
; Bradford and Hsiao,
1982
) with values ranging from 0.1 to 0.9 MPa. Assuming that
the threshold pressure had to be higher for stem or root tissues than
for young tissues or individual cells on which most of the measurements
had been done, we chose Y = 0.9 MPa.
The virtual composite membrane is composed of several cell layers
leading to possible cell-to-cell and apoplastic water flow. The
reflection coefficient of the apoplast is usually close to 0, whereas
along the cell-to-cell path, the presence of the membrane leads to a
reflection coefficient close to 1 (Steudle, 2000
). The
overall tissue reflection will then be between 0 and 1. In our single
cell model, most of the water has to cross the cell membrane, which is
why we have adopted a high reflection coefficient (
= 1).
Nevertheless, we evaluate its size through the sensitivity analysis.
The other parameters of the model (
, L,
,
0, and
) were estimated through the calibration procedure, using the
Generalized Reduced Gradient method.
 |
RESULTS |
Calibration of Model
The parameter values and standard deviations are summarized in
Table II. The coefficient of thermal expansion for peach stems was
estimated on two stems, the diameter variations of which were measured
before bud break. The evolution in time of diameter showed a decreasing
trend of 2.61 10
8 and 6.17 10
8 m
s
1, depending on the stem. Considering this
decrease,
(Eq. 9) was estimated to be equal to 9.39 10
5 K
1, which is close to the coefficients
of thermal expansion for wood across the fibers (3-7 10
5
K
1) given by Forsythe (1954)
and
Koshkin and Shirkevitch (1975)
. The overall percentage
variation explained by the optimized curve fitting was 65%. Diameter
variations due to temperature conditions and predicted by the model
were lower than those measured (Fig. 2),
probably because the temperatures recorded by the meteorological station had underestimated the maximal field temperatures. Measurement of surface stem temperature made with thermocouple at the same period
of the year on other peach trees gave maximal temperatures 2.2°C to
4.8°C greater than the maximal temperature recorded by the
meteorological station.

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Figure 2.
Diurnal variations of stem diameter with
temperature in two peach stems in February before bud break. Relative
diameter is calculated as the ratio "diameter:diameter at the
beginning of the day." The thin lines represent the measurements and
the thick lines represent the simulations.
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The Gotheron severe water stress treatment (GSS) was used to
estimate
(Eq. 26), radial hydraulic conductivity L (Eq. 16), and elastic modulus parameter
0 (Eq. 7) for the
stem. The diameter variations of three stems were measured over a
period of 24 h. The diameter growth of the stems was low and the
diameter variation resulting from growth was not considered, which
means that
and
were set at 0. We estimated the empirical
parameter
to be equal to 0.463. The parameter
0 was estimated to be equal to 1.026 103
m
1, resulting in values for the elastic modulus
ranging from 2 to 50 MPa. These estimates are within the range of the
values obtained for giant algal cells (10-60 MPa) and higher plants
tissues (0-30 MPa) as reported by Dainty (1976)
,
Tyree and Jarvis (1982)
, and Dale and Sutcliffe
(1986)
. Radial hydraulic conductivity (L) was
estimated to be equal to 2.86 10
8 m MPa
1
s
1, which is in the range of the values obtained for
giant algal cells (1.86 10
8
2.78 10
4 m MPa
1 s
1) and
from cells of higher plant tissues (1.0 10
10
1.67 10
4 m MPa
1 s
1) as reported by
Dainty (1976)
and Dale and Sutcliffe
(1986)
.
The overall percentage variation of stem diameter explained by the
optimized curve fitting was 93% (Fig.
3).

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Figure 3.
Mean diurnal variations of peach stem diameter on
July 9 for the GSS treatment used for model calibration on stems. The
mean was calculated on three stems. Relative diameter is calculated as
the ratio "diameter:diameter at the beginning of the experiment."
The thin lines are the measurements and the thick lines are the model
simulations.
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|
The root data set collected from September 2 through 16 was used to
estimate the growth parameters (
and
in equations 14 and 23, respectively) because growth was well marked during this period. The
parameters
,
, and L estimated for the stem were assumed to be acceptable for the root and
0 only had to
be reestimated. Tissue elasticity was higher in the root
(
0 = 0.363 103 m
1) than
in the stem. The growth parameters were estimated to be
= 9.25 10
10 MPa s
1 K
1 and
= 3.19 10
7 MPa
1 s
1. The cell
wall extensibility usually ranges from 8.33 10
6 to 5.56 10
5 MPa
1 s
1 (Hsiao et
al., 1998
), which is one order of magnitude higher than our
estimate for the root tissues of plum. This is probably true because
is usually measured on young and very extensible tissues, whereas
we were working on 5-year-old roots.
The overall percentage variation of root diameter explained by the
optimized curve fitting was 97%
(Fig. 4).

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Figure 4.
Variations of plum root diameter from September 2 through 16 used for model calibration on roots. Relative diameter is
calculated as the ratio "diameter:diameter at the beginning of the
experiment." The thin lines represent the measurements and the thick
lines represent the model simulations.
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Model Test
To test the model, we used the data sets that had not been used
for the calibration. The simulations of stem diameter variation in the
Avignon and Gotheron experiments fit the observations quite well (Fig.
5). The model was able to reproduce the
effect of water stress treatments on stem diameter variations at the
two sites. For the root, the test was done on July 30 through 31 and
August 19 through 21 data sets. Given the fact that growth rate was
different between these two periods,
had to be reestimated for each
period (
= 9.83 10
9 MPa s
1
K
1 and 1.01 10
8 MPa s
1
K
1, respectively). The model also made it possible to
reproduce the diameter variation with time (Fig.
6) on an hourly and daily scale.

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Figure 5.
Diurnal variations of peach stem diameter for the
treatments used for the model test (Gotheron well irrigated [GI],
Gotheron mid-water stress [GmS], Avignon well irrigated [AI], and
Avignon stressed [AS]). Relative diameter is calculated as the ratio
"diameter:diameter at the beginning of the day." The thin lines
represent the measurements and the thick lines represent the model
simulations.
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Figure 6.
Diurnal variations of plum root diameter for the
two periods used for the model test. Relative diameter is calculated as
the ratio "diameter:diameter at the beginning of the experiment."
The thin lines represent the measurements and the thick lines represent
the model simulations.
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|
Effect of Xylem Water Potential Variations on Storage
Variables
As illustrated by the simulations performed on the plum root
system for the period September 2 through 16, the daily variations of
the xylem water potential resulted in lower daily variations of the
turgor pressure and in much lower osmotic potential variations (Fig.
7). The coefficient of variation computed
for the whole period was equal to 64%, 25%, and 5%, for the
xylem water potential, the turgor pressure, and the osmotic potential,
respectively. The elastic modulus was also sensitive to the water
potential variations (Fig. 7) with a coefficient of variation (25.5%)
very close to that of the turgor pressure to which it was highly
correlated (R = 0.99). The variation of osmotic
potential, turgor pressure, and elastic modulus with the xylem water
potential followed diurnal hysteresis loops (Fig.
8). Nevertheless, these variables were highly correlated. The osmotic and water potentials were negatively correlated (R =
0.78) when the turgor and the
elastic modulus were positively correlated with the xylem water
potential (R = 0.96 and 0.95, respectively).
Although a marked hysteresis was observed, the water potential of the
storage tissues was highly correlated to that of the xylem
(R = 0.9; Fig. 8).

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Figure 7.
Variations of simulated turgor pressure (dotted
line) and osmotic potential (unbroken line) of the storage compartment,
and measured xylem water potential (broken line) from September 2 through 16 for plum root (A). The variations of the simulated elastic
modulus are drawn in B.
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Figure 8.
Relationships between simulated water potential,
osmotic potential, pressure turgor, elastic modulus of the storage
compartment, and measured xylem water potential. The simulations were
performed from September 2 through 16 on plum root.
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Sensitivity Analysis to Parameters
The sensitivity analysis was performed on the plum root system,
using the environmental and water potential conditions of the period
from September 2 through 16. The parameters of the model had a
variation of ±20% and the effect of this variation on the mean daily
diameter growth rate and the mean shrinkage were assessed (Table
III).
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Table III.
Effect of a ±20% variation of the model
parameters on the daily shrinkage and the diameter growth rate
Values are expressed as a percentage of the reference condition. The
simulations used for the calculations were performed from Sept. 2 through 16 on the plum root.
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The model was very sensitive to the parameters
and
Px(P(0) = 0) used to
estimate the initial value of P. A variation of these
parameters induced an equivalent variation of the shrinkage and the
growth rate variation was two or three times higher. This shows that a
precise estimate of the initial P is needed to predict the
actual daily growth rate and, to a lesser extent, the shrinkage. The
shrinkage was not sensitive to the empirical parameters (a and b) involved in the relationship between
and
D (Equation 13), contrary to what was observed for radial
growth rate.
Shrinkage and growth rate were not sensitive to the variations of the
coefficient of thermal expansion (
). Nevertheless, some effect on
shrinkage was observed when
was decreased 10-fold.
The flow of water to the storage compartment depended on the
hydraulic conductivity L, the variation of which (around
2.86 10
8 m MPa
1 s
1 ± 20%) had no effect on diameter growth rate and shrinkage. For very low
conductivity values (below 1.39 10
8
m MPa
1 s
1), daily growth rate and
shrinkage decreased. It was more surprising that the daily growth rate
also decreased for high conductivities (greater than 2.78 10
6 m MPa
1 s
1). According to
the simulations, this can be explained by a turgor pressure which was
often lower than the wall-yielding threshold pressure, Y.
This low turgor pressure decreased the elastic modulus
, and
consequently increased shrinkage. Maximal growth was obtained for
conductivity values ranging from 1.67 10
8 to 2.78 10
6 m MPa
1 s
1, which included
the conductivity values (L = 2.86 ± 0.012 10
8 m MPa
1 s
1) estimated for
peach stem. The 20% decrease of the reflection coefficient (
)
induced a 30% increase of shrinkage and a strong decrease of the
growth rate (Table III). Shrinkage was not very sensitive to the
variation of solute accumulation (parameter
). Growth was positively
but slightly dependent on
variations. The elastic modulus variation
had no effect on growth and a proportional effect on shrinkage. The
shrinkage was not sensitive to the plastic growth parameters. Growth
and cell wall extensibility varied likewise when change of the
threshold yield Y had a stronger effect.
Hysteresis between Xylem Water Potential and Diameter
Variations
The relationship between stem diameter and xylem water potential
simulated by the model was similar to that obtained from experimental
data as illustrated by the Avignon AI and AS treatments (Fig.
9). Hysteresis was not marked on the
well-irrigated treatment (AI) and no clear relationship between stem
diameter and xylem water potential was observed. In case of water
stress (AS), the general trend was an increase of stem diameter as
xylem water potential increased. This general trend was disturbed by a
strong hysteresis loop. For a given xylem water potential, the stem
diameter is lower during a period of increasing water potential
(between 8 and 14 h Greenwich Mean Time) than during a
period of decreasing water potential, which is in agreement with the
results obtained on plants as different as cotton (Klepper et
al., 1971
) and peach tree (Garnier and Berger,
1986
). The hysteresis loop is caused by the delayed response of
stem diameter compared with the xylem water potential. This delay
results from the storage properties (growth, elasticity of tissues, and
volume) and the radial hydraulic conductivity of the membrane
separating the stem storage compartment from the xylem.

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Figure 9.
Relationship between the relative stem diameter
and xylem water potential for the Avignon experiment (AI and AS).
Relative diameter is calculated as the ratio "diameter:diameter at
the beginning of the day." The thin lines represent the measurements
and the thick lines represent the model simulations. Figures on the
lines represent the time (Greenwich Mean Time) of the day.
|
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To analyze the effect of these properties on the degree of hysteresis,
the diameter variation was simulated using the root parameters on
September 3, which was a typical day for that season. Hysteresis was
equally pronounced whether growth was considered (
= 0 and
= 0) or not (Fig. 10). To
analyze the effect of elasticity, volume of storage compartment, and
conductivity, we multiply the values of
0, radial
hydraulic conductivity (L) and initial thickness of the
elastic tissues by 0.5 or 2. The effect was significant with a higher
hysteresis value as
0 and L decreased (Fig.
11). The initial thickness of elastic
tissues resulted in higher variations of the hysteresis, which
increased as thickness increased (Fig. 11).

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Figure 10.
Simulated relationship between root diameter and
xylem water potential for plum root on September 3, with (A) or without
(B) growth.
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Figure 11.
Sensitivity of hysteresis between root diameter
and xylem water potential to elasticity parameter ( 0),
radial hydraulic conductivity (L), and initial thickness of
elastic tissues ( 0) for plum root on September 3. Relative diameter is calculated as the ratio "diameter:diameter at
the beginning of the day." 0, L, and
0 were multiplied by 0.5 or 2 as indicated at the top of
the figure.
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 |
DISCUSSION |
Earlier attempts have been made to better understand the
relationship between water status and diameter variation. Molz
and Klepper (1972)
presented a theory explaining
shrinking and swelling in the stem diameter of cotton plant, and
Huck and Klepper (1977)
proposed an empirical model
based on this theory to estimate the water potential from stem diameter
measurements. This theory is based on the passive diffusion flow of
water, resulting from the radial propagation of the water potential in
the phloem and cambial derivatives. It assumes a constant shrinkage
modulus, which defines the water potential change required to induce a
unit change in the volume (Molz and Klepper, 1972
). As a
matter of fact, the description of the different processes that take
place are not based on a biophysical description. This is especially
true for the water flow which is assumed to be diffusive in nature.
So et al. (1979)
developed a simpler dynamic method to
convert stem diameter variation into leaf water potential variation by
introducing a shrinkage modulus and a plant response time as well to
allow for the existence of hysteresis between water potential and stem diameter. Moreover, these attempts always neglected the plastic effect
as well as the thermal dilatation of the tissues. The framework presented and developed here makes it possible to provide a better description of the relationship between water potential and stem variations using the principles of irreversible thermodynamics. It
pieces together elements of existing theory and present knowledge of
cell/tissue water relationships and uses them in a simulation model.
Many studies deal particularly with water transfer at the cell or
tissue scale (Steudle, 1994
).
According to the model, the sensitivity of diameter variation to radial
hydraulic conductivity was very low. For L ranging from 1.7 10
8 to 2.8 10
6 m MPa
1
s
1, which is consistent with most hydraulic conductivity
values found in scientific literature, the model predicted standard
growth and shrinkage. The estimated hydraulic conductivity values were quite high (L = 2.86 10
8 m
MPa
1 s
1), which could explain the slight
time lag observed by Simonneau et al. (1993)
, between
the rate of change in the water compartment and the stem diameter in
peach trees. The radial hydraulic conductivity is a very significant
parameter of hysteresis between water potential and diameter, with a
higher hysteresis for low values. Recent studies emphasize its
variation as a function of the magnitude and the nature of the driving
force, osmotic or hydrostatic (Steudle, 1994
), and the
diurnal aquaporin expression (Clarkson et al., 2000
).
The radial hydraulic conductivity could then be considered as variable,
but more information is needed to integrate this variation into the
model. The reflection coefficient can be substantially lower than the
unit as shown for roots (Steudle and Peterson, 1998
). It
can be explained by symplasmic connections between the cells of the
storage compartment through plasmodesmata, and by transport of solutes
with water through the apoplasm (Steudle, 1994
). This
reflection coefficient had a strong effect on shrinkage and growth.
According to Equation 16, water influx decreases with simultaneous
decreases of the reflection coefficient. As a consequence, growth and
turgor pressure decreased, leading to a decrease of the elastic modulus
and thus an increase of the shrinkage. The strong effect of the
reflection coefficient implies that its possible variation has to be
studied more thoroughly and included in models focusing on water flows,
as shown by Steudle (1994)
for modeling water transport
across the roots.
Growth was neither very sensitive to small variations (±20%) of the
parameter
involved in solute accumulation, nor to the extensibility
of cell walls. On the contrary, growth was highly sensitive to the
threshold value Y. Further studies are needed to gain a
better knowledge of Y. Growth is also sensitive to the allometric parameters a and b. The transition
between elastic and plastic to rigid tissues with growth is
accomplished via this empirical relationship between the thickness of
the cork and the segment diameter (Equation 13). The simulated growth
concerning the extensible tissue led to a simultaneous increase of the
xylem. The aim of the study was to better understand the relationship between water potential and stem diameter variations rather than to
describe the stem's growth under various plant water conditions over a
long period of time. Therefore, a better description of the growth was
not within our subject matter. The parameter
is assumed to be
independent of the temperature, which seems rather strange considering
the growth. However, this parameter was estimated for each data set.
Therefore, the calibration indirectly integrates the effect of
temperature on this parameter. For the last period (mid-September), the
parameter of solute uptake by the cell decreases 10-fold compared with
the value obtained in the summer. Therefore, the limited time scale of
the model is only a consequence of the simplicity of the growth model.
Shrinkage intensity is affected by the parameter
0
because the elastic modulus is a significant component of the water
storage capacity (Dainty, 1976
). Moreover, the model
postulates a linear relationship between
and the turgor pressure,
rather than an asymptotic one. This simplification leads to a
considerable overestimate of the elastic modulus with high turgor
pressure. However, high turgor pressure is observed at night or in the
morning. Therefore, the impact of this crude relationship could be
limited in terms of stem diameter contraction.
Our model is very sensitive to the parameters
and
Px(P(0) = 0) used to
calculate the initial value of the turgor pressure. Given that elastic
modulus is proportional to turgor pressure and turgor pressure is the
driving force for the growth, an increase of the initial turgor induces
an increase of growth and a decrease of shrinkage. The initial
condition (hydrostatic and osmotic pressure) was based on work done on
apple leaves and through the calibration of
, an empirical
parameter. It is then assumed that the root, the stem and the leaves
have the same turgor loss point. This seems pretty unlikely, but not
many results are available in relation to pressure-volume parameters
(Fanjul and Rosher, 1984
).
Several parameters that were estimated indirectly via the calibration
procedure or taken from other studies (L,
,
0,
, and Y) could be measured directly. The hydraulic
water conductivity and the solute selectivity of the membranes could be
directly assessed using an approach similar to that of Steudle and
coworkers (Steudle, 1994
). A pressure probe could be
mounted on the stem segment and pressure relaxation experiments could
be done to estimate such parameters. The elastic modulus parameter
could also be assessed using the pressure-volume relationship on a
sample of non-xylem material. To estimate the initial turgor more
accurately than with Equation 26, a measurement of tissue turgor could
be made. For that purpose, a sample of the extensible tissue could be
collected and placed in a psychrometer, which would make it possible to measure the total water potential. Next, the tissue could be plunged into liquid nitrogen, which would make it possible to measure the
osmotic potential.
Despite the simplicity of the model, the simulations showed that the
model accounts for differences in diameter variation according to
temperature, solute accumulation (parameter
), and xylem water
potential. It is a useful tool for the comprehensive study of the
effect of variations of the xylem water potential on the diurnal and
weekly diameter variation. It predicts that a given variation of water
potential induces a lower variation of turgor pressure and only a
slight change of the osmotic potential. These predictions are very
close to observations made by McFadyen et al. (1996)
of
variations of turgor pressure and osmotic potential in peach flesh
according to different levels of leaf water potential. The model also
predicts strong positive correlation between the xylem water potential,
the turgor pressure, and the elastic modulus, in agreement with the
experimental results of Fanjul and Rosher (1984)
on
apple leaves, and Urban et al. (1994)
on the stem of rose plants. On the other hand, the osmotic potential was found to be negatively correlated to the water potential in the case of apple
leaves (Fanjul and Rosher, 1984
).
The "single cell" approach is a very useful simplification, making
it possible to take the different processes leading to stem diameter
variation into account on a semimechanistic level. These different
processes are the thermal dilatation of the material, the elasticity of
the cell in response to change in volume, and the irreversible plastic
growth. The single cell approach led to several assumptions. The stem
(root) organ is decomposed on an elastic and a nonelastic cylinder. The
nonelastic inner cylinder is made up of a single, homogeneous material
(in other words, the mature xylem). On the other hand, the outer
cylinder is made up of various components (bark, phloem, cortex,
cambia, and immature xylem). This cylinder includes a plastic growth
zone (cambia) and an elastic zone (mature tissue). Therefore, we are
not assuming that the tissue is homogeneous but rather that it is a
composite, lumping together different types of tissue. In this case,
the estimated parameters correspond with parameters associated with these different associated tissues and have no real meaning.
An alternative would be to take a two-cell approach and divide the
model into a plastic growth zone (vascular and cork cambia) and an
elastic zone (mature tissue). This approach could lead to a better
description, as these parameters are known to vary from immature to
mature tissue. Moreover, the cambia is an area where cell division
(Esau, 1977
) and expansion occur, whereas the mature
tissue presents only elastic change to variations in turgor pressure.
This knowledge could then be incorporated into a growth model based on
the cellular level, introducing the cell division and cell expansion
processes, but able to describe the tissue level growth as a function
of water status (Arkebauer and Norman, 1995
). Moreover,
a better description of the system could be given by introducing the
apoplasm. However, little is known about its role and more in-depth
studies will have to be made, not only concerning the apoplastic
barriers for water transfer but also in relation to its water content
variations and its possible role in water storage. This type of
detailed compartmentalization is difficult to assess because of the
lack of experimental data.
The model was applied to peach stem and plum root but there is no
restriction concerning its application to other species. It also gives
an effective basis for integrating water storage compartments and
diameter growth into water transfer models within the plant
architecture, as was recently proposed by Doussan et al. (1998a
,
1998b
).
 |
MATERIALS AND METHODS |
Plant Material
In 1997, we studied a 3-year-old plum (Prunus
domestica × Prunus spinosa, Damas GF1869) root
from a tree planted in an orchard of the INRA Avignon Center. The tree
was 2.5 m high and the root system had colonized nearly a one-half
sphere with a radius of 3 m.
All the peach trees (Prunus persica L. Batsch cv "Big
Top" on Sylvestris sp. rootstock) studied were
potted in 80-L containers containing one-third turf and two-thirds
volcanic substrate outdoors at the INRA Avignon Center (southeastern
France) and the INRA Gotheron station (120 km north of Avignon), in
March 1993. They were 1.5 to 2.0 m high and 1.0 to 1.5 m wide
for the 1997 through 1998 period of study. Their fruit load was 100 to
400 fruits per tree.
All the trees were goblet trained and received routine horticultural
care except for irrigation, which varied according to the treatments.
Subsets of the plant material were used to study: (a) the thermal
expansion alone, (b) the thermal expansion and the water storage in
extensible tissues, and (c) the thermal expansion, the water storage in
extensible tissues, and the radial growth.
In the subset used to study the thermal expansion alone, two peach
trees were studied in Avignon during the winter of 1997. This period of
measurement was chosen to estimate thermal expansion parameters on
peach stem because diurnal temperature variation was high (almost
17°C at the INRA meteorological station), diameter variation due to
tree transpiration was low, and growth was not taking place.
Two experiments were carried out in 1998 to calibrate and test the
model (see b above) on peach stems. They were performed to obtain very
different stem diameter variations in response to water supply. In
Avignon, two trees underwent trickle irrigation during the whole
growing season (AI) and two trees received only 20% of the water given
to the AI treatment from June 12 through the beginning of July (AS). At
Gotheron, three groups of three trees were submitted to different types
of irrigation treatments. One group was irrigated according to the AI
treatment in Avignon (GI), one group received 40% of the water given
for the GI treatment from mid-June through the end of July (Gotheron
moderate water stress [GmS]), and the last group received only 15%
during the same period (GSS).
To optimize the model calibration and definition of the parameters
concerning variation of water flow and elasticity of extensible tissues, we used the GSS treatment, for which the shrinkage was high
and the radial growth was stopped. During the measurement period, the
radial growth was also stopped in the other treatments because of the
high fruit load. These treatments were used to test the model on peach
stems with no growth.
The application of the model (see c above) to growing organs was
performed for roots. A growing plum root was studied in 1997. The
studied plum tree received a routine irrigation. Three sets of data
were obtained at three different periods during the summer. The most
important data set was used to calibrate the model and estimate growth
parameters, and the other sets were used to test it.
Measurements
An estimate of the thickness of extensible tissues considered as
non-mature xylem tissues (growing part of xylem, phloem, cambia, and
inner bark) is needed. A sample of 20 stems was harvested on peach cv
"Big Top" trees in 1997 and 1998 for this purpose. Two additional
samples from "Opale" (n = 15 stems) and
"Suncrest" (n = 16 stems) peach cultivars were
collected from the INRA Avignon orchard in 1996. Stem diameter of these
samples ranged from 5 to 100 mm. The thickness of extensible tissues
was also measured on the studied plum root.
Stem diameter variations were continuously measured on the two peach cv
"Big Top" trees used to study the thermal expansion. Stems with
diameters of 27 and 39 mm were measured from February 12 through 22 in Avignon.
The xylem water potential and the stem diameter variations were
measured every hour from 4 AM to 7 PM solar
time on June 24 for AI and AS, and from 3 AM on July 9 to 3 AM on July 10 for GI, GmS, and GSS. The stem diameter and
water potential were measured on each tree, except at Gotheron where
the water potential was measured on one tree per treatment at a given
time. The stem diameters ranged from 18.6 to 57.5 mm.
Similar measurements were performed for the plum root with an 18.5- to
21-mm diameter during three different periods: July 30 through 31, August 19 through 21, and September 2 through 16.
Stem and root diameter variations were measured using linear variable
differential transformers (LVDTs) mounted on an INVAR frame
(Li et al., 1989
). The INVAR (Goodfellow, France)
was chosen because this alloy has a very low coefficient of thermal
expansion. The sensors were connected to a specific "Pepista"
microcomputer to record the data (Pelloux et al., 1990
).
The xylem water potential of the stem was measured with a pressure
chamber. The day before the measurements, leaf samples were selected
and each leaf was individually enclosed in a plastic bag and wrapped in
aluminum foil for the night. This inhibits leaf transpiration and makes it possible for the water potential in the leaf xylem to be in equilibrium with that of stem xylem at the point of attachment of the
petiole (Simonneau and Habib, 1991
). Measurements were performed on two to three leaves every hour on each tree. The water
potential used in the simulations is the mean value per hour and per
tree in Avignon and the mean value per hour and per treatment in
Gotheron. The xylem water potential of the root was measured with a
psychrometer located close to the LVDT. A section of sapwood was
denuded by removing the bark, the phloem and the cambium layers. The
sapwood area was thoroughly rinsed with distilled water and wiped off
(Dixon, 1984
). The thermocouple chamber was sealed over
the root xylem vessels. A temperature-corrected stem psychrometer made
it possible to correct the water potential resulting from the
temperature gradient between the measurement junction and the sample
(Vanderschmitt and Daudet, 1994
). The psychrometer was
connected to a datalogger (Campbell CR7, Untd. Sc.) to enable continuous measurement of both the water potential and the tissue temperature.
Such temperature measurements were not available for the peach stem.
That is why we used the temperature recorded by the INRA meteorological
stations located close to the experiment fields.
Modeling Technique
Simulation of both diurnal and weekly processes were based on an
hourly scale. It was also used as the time frame in the numerical integration. The computer program was written using Advanced Continuous Simulation Language (MGA Software, 1995
). The
differential equations were solved numerically by the first order
Runge-Kutta method. Advanced Continuous Simulation Language Optimize
(MGA Software, 1996
) was used for the model calibration
to estimate parameters which could not be determined in independent
experiments. Parameters were estimated by maximizing likelihood using
the Generalized Reduced Gradient method. Using the log of the
likelihood function, the probability of obtaining our set of measured
diameter values was calculated, assuming that the model with its
current set of adjustable parameter values was correct. Using the
Generalized Reduced Gradient optimization algorithm, the values of
adjustable parameters were systematically changed until we obtained the
set of values that maximized the log likelihood function. The resulting values yielded the highest calculated probability of obtaining the data
that we did. We could then infer that that set of values was the most
likely to be correct.
We gratefully acknowledge T. Girard and R. Laurent for
their assistance during the field experiments. We thank F. Lescourret for helpful comments on this paper and G. Rigou (INRA Translation Unit,
Unité Centrale de Documentation, Jouy-en-Josas) and G. Wagman for
revising the manuscript.
Received June 14, 2000; returned for revision October 13, 2000; accepted December 28, 2000.